AQA A-Level Organic Chemistry 3.3.10 Aromatic Chemistry Directing Effects
3.3.10

Directing Effects of Substituents

Ring activation and deactivation, and the orientation of further electrophilic substitutions.

When a benzene ring undergoes a second electrophilic substitution reaction, the substituent already present on the ring influences two key factors: the rate of reaction (by activating or deactivating the ring) and the position of the incoming group (directing effect).

🔑 Key Principle

Electron-donating groups increase the electron density of the benzene ring, activating it towards electrophilic attack and directing substitution to the 2- and 4-positions. Electron-withdrawing groups decrease electron density, deactivating the ring and directing substitution to the 3-position.

Ring Activation vs Deactivation

Substituents alter the electron density of the benzene ring through inductive effects and resonance overlap:

Activating Group

A substituent that donates electron density into the benzene \( \pi \)-system, increasing its nucleophilic character and accelerating the rate of electrophilic substitution.

Deactivating Group

A substituent that withdraws electron density from the benzene ring, decreasing its nucleophilic character and decelerating the rate of electrophilic substitution.

Substituent Directing Effects

Substituents direct incoming groups to specific positions on the ring (numbered relative to the existing substituent at carbon-1):

Directing Effects of Ring Substituents Electron-Donating Group (e.g. -OH, -NH₂) D 2 (ortho) 4 (para) 6 Electron-Withdrawing Group (e.g. -NO₂) W 3 (meta) 5 (meta)
2- and 4-Director (Ortho/Para-directing)

A substituent that directs incoming electrophilic groups to carbon-2 (ortho) and carbon-4 (para) relative to itself.

3-Director (Meta-directing)

A substituent that directs incoming electrophilic groups to carbon-3 (meta) relative to itself.

Classification of Substituents

Substituent Group Effect on Ring Reactivity Directing Orientation Mechanism of Influence
\( -\text{NH}_2 \), \( -\text{NHR} \) Strongly Activating 2- and 4-directing Resonance donation from nitrogen lone pair.
\( -\text{OH} \) Strongly Activating 2- and 4-directing Resonance donation from oxygen lone pair.
Alkyl groups (\( -\text{CH}_3 \)) Weakly Activating 2- and 4-directing Inductive donation (positive inductive effect).
Halogens (\( -\text{Cl} \), \( -\text{Br} \)) Weakly Deactivating 2- and 4-directing Inductive withdrawal, but resonance donation directs.
\( -\text{NO}_2 \) Strongly Deactivating 3-directing Inductive and resonance withdrawal of electrons.
\( -\text{COOH} \), \( -\text{COOR} \) Deactivating 3-directing Electron withdrawal via polar carbonyl bond.
📝 AQA Examiner Tip

Although halogens are weakly deactivating because of their electronegativity, their lone pairs allow them to act as 2- and 4-directors. This is the only exception where a deactivating group is not a 3-director, so be careful not to make this common mistake in exams.

✏️ Worked Example: Multi-Step Synthesis
A student wants to synthesise 4-nitrobenzoic acid from methylbenzene.
The two steps required are:
1. Nitration to introduce the nitro group.
2. Oxidation of the methyl group to form the carboxylic acid using alkaline \( \text{KMnO}_4 \).
Explain why performing step 1 before step 2 produces the desired product, whereas reversing the steps does not.

Solution:

1. Nitrating first (Step 1 then Step 2):

The methyl group (\( -\text{CH}_3 \)) in methylbenzene is an activating 2- and 4-director. Nitration of methylbenzene will direct the incoming nitro group to the 4-position (along with the 2-position, which can be separated). Subsequent oxidation of the methyl group to a carboxylic acid yields 4-nitrobenzoic acid.

2. Oxidising first (Step 2 then Step 1):

Oxidation of methylbenzene yields benzoic acid. The carboxylic acid group (\( -\text{COOH} \)) is a deactivating 3-director. If benzoic acid is then nitrated, the nitro group will be directed to the 3-position, producing 3-nitrobenzoic acid instead of the desired 4-nitrobenzoic acid product.

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